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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-06-22 |
| TX | RA | APPROVED_RES | 2020-06-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2005 | 06/2020 |
| Ameriprise Financial Services Llc | Clarence | NY | 06/2020 | Present |
Real Estate Ownership; Single Family; 3554 Recurve Cir, , Sarasota, FL, 34240; Not Investment-Related; 01/02/2025. Outside Employment; Gregg Martinsen; Operations Manager - Employee; Manage advisory business; 7919 Waterbend Trl, , Sarasota, FL, 34240; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Trails from previously sold policies before joining Ameriprise; Periodic trails are received for policies sold before joining Ameriprise; this has been previous approved and was NOT an issue to have the address for this activity be the same as my office. My RP checked in w/the back office siting this as an issue and clarified. This should be approved. thx.; 7919 Waterbend Trl, , Sarasota, FL, 34240; Not Investment-Related; 08/25/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-02 |
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