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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-03-30 |
| TX | RA | APPROVED | 2015-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Carlsbad | CA | 03/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Carlsbad | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; 100% OWNED BY SHAPIRO FAMILY TRUST; START 9/4/2015; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. CO-TRUSTEE OF FAMILY TRUST; INV. RELATED; CARLSBAD, CA; START DATE 6/2017; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-13 |
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