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Current Employers
Lava Wealth Management, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-15
  • NY RA
    APPROVED
    Since 2021-04-15

Branch Locations

New York, NY • United States

Montauk, NY • United States

5 Bryant Park 10Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantis Associates New York NY 01/1988 Present
Lava Wealth Management, Llc New York NY 06/2013 Present
Previous Registrations
  • 2004-02-20 → 2004-11-09
    Hart Capital Llc
    Rowayton, CT
Other Businesses

Mr. Newman is currently serving as a director on the board of directors of two small, for-profit, early stage companies. Overgrad.com (Oct./2019), headquartered in Chicago, IL, helps provide information to secondary schools for their students about post-secondary options, both for college and otherwise, and the associated costs as well as helping them organize their applications and personal information. Zive Inc. (May 2019) enthas created productivity tools for users of Google docs, and eventually for Salesforce.com users, that make the users much more efficient in their use of those programs and therefore much more productive in their work. Mr. Newman is an investor in both companies. He has no daily role in the companies operations and, therefore, on average spends no more than an hour or two a month on work related to these positions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-06
  • S65 Uniform Investment Adviser Law Examination
    2013-06-06
Other Names
  • Richard Newman
  • Richard Newman

View on SEC IAPD

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