Shane Patrick Smith

Current Employers

Employment History

• 10/2010 → Present
  Lpl Financial Llc
  King Of Prussia, PA
• 06/2012 → 01/2020
  Private Advisor Group, Llc
  King Of Prussia, PA
• 08/2019 → Present
  Independence Square Holdings, Llc
  King Of Prussia, PA

Previous Registrations

• 2012-06-01 → 2020-01-14
  Private Advisor Group, Llc
  King Of Prussia, PA
  Morristown, NJ
• 2008-02-11 → 2010-11-12
  Msi Financial Services, Inc.
  Allentown, PA
  Allentown, PA

Other Businesses

1. 10/07/2010 - NON-VARIABLE INSURANCE/ INV REL/ SELLING FIXED INSURANCE THROUGH VARIOUS CARRIERS/ 25% OF TIME/ KING OF PRUSSIA, PA. 2. 07/06/2016 - The Plan Advocate - DBA for LPL Business (entity for LPL business) - The Plan Advocate - INV REL - Start 06/27/2016 - 150 South Warner Rd. Suite 300, King of Prussia, PA 19406 - We offer 401k sales / service / monitoring via this DBA - 5 Hr/Mo; 5 Hours During Securities Trading. 3. 9/18/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 1/24/2020 - Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 1/24/2020 - Independence Square Holdings, LLC - DBA: (Hybrid) Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - Provides Investment advice for a fee.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-22
• S63 Uniform Securities Agent State Law Examination
  2004-01-22

Designations

Other Names

• Shane Smith
• Shane Patrick Smith
• Shane P Smith