Derek Watkins

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2012-10-15
NJ	RA	APPROVED	2004-03-25

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2012-10-15
NJ RA
APPROVED

Since 2004-03-25

Branch Locations

55 Southwestern Dr, Jamestown, NY 14701 • United States

Lakewood, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jamestown	NY	11/2003	Present
Bank Of America, N.A.	Jamestown	NY	08/2011	Present

11/2003 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jamestown, NY
08/2011 → Present

Bank Of America, N.A.

Jamestown, NY

Other Businesses

I*117161 For profit or not for profit: Non-Profit Organization Name of outside business organization: Gebbie Foundation Investment related: N Address of business: Jamestown, New York 14701 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: The Gebbie Foundation is responsible for economic development within the city of Jamestown, NY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-24

S66 Uniform Combined State Law Examination

2004-02-24