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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-15
AZ RA APPROVED 2020-02-28
  • TX RA
    APPROVED
    Since 2020-07-15
  • AZ RA
    APPROVED
    Since 2020-02-28

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Phoenix AZ 05/2011 02/2020
Usaa Financial Planning Services Phoenix AZ 05/2011 02/2020
Usaa Investment Management Company San Antonio TX 01/2018 02/2020
Raymond James & Associates Scottsdale AZ 02/2020 Present
  • 05/2011 → 02/2020
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 05/2011 → 02/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 02/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 02/2020 → Present
    Raymond James & Associates
    Scottsdale, AZ
Previous Registrations
  • 2018-01-08 → 2020-03-20
    San Antonio, TX
  • 2011-06-24 → 2018-01-08
    Usaa Financial Planning Services
    Los Angeles, CA
    Phoenix, AZ
  • 2010-09-21 → 2011-05-18
    Td Ameritrade, Inc.
    Pasadena, CA
  • 2010-09-21 → 2011-05-18
    Td Ameritrade Investment Management, Llc
    Pasadena, CA
  • 2005-05-04 → 2010-09-15
    Pasadena, CA
    Los Angeles, CA
  • 2004-01-30 → 2005-03-25
    Morgan Stanley Dw Inc.
    Woodland Hls, CA
Other Businesses

(1) Name of Business: Address: 5331 W Pinnacle Vista Dr., Phoenix , AZ, 85083, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-28
  • S66 Uniform Combined State Law Examination
    2004-01-28
Designations
Other Names
  • Anna Ferro
  • Anna Marie Ferro
  • Annamarie Theresa Ferro

View on SEC IAPD

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