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Maria Pilar Cusi Pettys

U.S. Bancorp Advisors, LLC

Los Angeles, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

633 W Fifth St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Los Angeles CA 01/2015 Present
U.S. Bancorp Investments, Inc. Los Angeles CA 03/2015 02/2026
U.S. Bancorp Advisors, Llc Los Angeles CA 02/2026 Present
Previous Registrations
  • 2015-04-09 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Los Angeles, CA
  • 2012-01-24 → 2015-01-23
    Comerica Securities
    Los Angeles, CA
  • 2008-11-17 → 2010-09-21
    Wells Fargo Investments, Llc
    Pasadena, CA
  • 2004-07-07 → 2008-07-29
    Natcity Investments, Inc.
    Columbus, OH
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-22
  • S66 Uniform Combined State Law Examination
    2004-06-22
Other Names
  • Maria Pilar Cusi Pettys
  • Maria Pilar Pettys
  • Maria Pettys
  • Pilar Pettys
  • Maria Cusi Pettys
  • Maria Pilar Cusi
  • Maria Cusi

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
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Natalie Jeanne-Marie Glover
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Other Offices

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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