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Griffin Wade Smith

Scs

Bellevue, WA

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Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-26
WA RA APPROVED 2020-12-03
  • TX RA
    APPROVED
    Since 2021-03-26
  • WA RA
    APPROVED
    Since 2020-12-03

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellevue WA 11/2003 Present
Bensler, Llc - Dba: Scs - (Sound Consulting Services) Bellevue WA 11/2020 Present
  • 11/2003 → Present
    Lpl Financial Llc
    Bellevue, WA
  • 11/2020 → Present
    Bensler, Llc - Dba: Scs - (Sound Consulting Services)
    Bellevue, WA
Other Businesses

1. 11/29/2004 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 1/9/2008 - Sound Consulting Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 50%. 3. 3/10/2015 - NORTHWESTSCS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 02/20/2015 - 160 Hours Per Month/140 Hours During Securities Trading. 4. 3/18/2015 - SCS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 160 Hours Per Month/20 Hours During Securities Trading. 5. 1/13/2021 - Bensler, LLC - DBA: (Hybrid) SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 01/01/2021 - 40 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-05
S63 Uniform Securities Agent State Law Examination 2004-01-12
  • S66 Uniform Combined State Law Examination
    2014-12-05
  • S63 Uniform Securities Agent State Law Examination
    2004-01-12
Other Names
  • Griffin Smith
  • Griffin Wade Smith
  • Griffin Wayne Smith

View on SEC IAPD

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