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Justin Wesley Souter

Morgan Stanley

Folsom, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-04
TX RA APPROVED 2022-04-01
  • CA RA
    APPROVED
    Since 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-01

Branch Locations

2365 Iron Point Road Suite 235, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 08/2012 04/2022
Morgan Stanley Smith Barney Llc Folsom CA 04/2022 Present
Morgan Stanley Private Bank, N.A New York NY 06/2022 Present
  • 08/2012 → 04/2022
    Ubs Financial Services Inc.
    San Diego, CA
  • 04/2022 → Present
    Morgan Stanley Smith Barney Llc
    Folsom, CA
  • 06/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-09-04 → 2022-04-12
    Ubs Financial Services Inc.
    San Diego, CA
    San Marcos, CA
  • 2009-06-01 → 2012-09-11
    Morgan Stanley
    San Diego, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 2004-08-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rancho Bernardo, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-20
S63 Uniform Securities Agent State Law Examination 2004-08-07
  • S65 Uniform Investment Adviser Law Examination
    2004-08-20
  • S63 Uniform Securities Agent State Law Examination
    2004-08-07

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
MONETA VENTURES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
MATHEWS CAPITAL MANAGEMENT

Other Investors

Katie Louise Latour
Harold Kuk Rhee
Edwin Shanil Kumar
ERIKA PANDY
JOEL PATRICK DUCORE
GREGORY CURTIS JUNG
JAIME ELIZABETH BARRETTA
DWAINE HAROLD BAASCH

Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

More in Folsom, CA

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