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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-16 |
| IA | RA | APPROVED | 2012-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Oskaloosa | IA | 08/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Oskaloosa | IA | 08/2012 | Present |
| Brian Fitzpatrick | Oskaloosa | IA | 04/2019 | Present |
| Fitzpatrick Financial Services, Inc. | Oskaloosa | IA | 12/2012 | Present |
(1)Name of Business: 210 S 2nd St, Oskaloosa, IA Address: 210 S 2nd St, Oskaloosa, IA, 52577, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/13/2020 Hours per month devoted to this business: 41+Hours per month devoted to this business during trading hours: 81+ Description of duties: My wife and I purchased a bare lot in 2018 with the intent to build a one story office building to relocate our Raymond James business. I am updating this activity as we moved into our new building on October 22, 2019. We are renting this space to our DBA (2)Name of Business: Brian Fitzpatrick Address: 210 S. 2nd Street, Oskaloosa, IA, 52577, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Service the policies (3)Name of Business: Fitzpatrick Financial Services, Inc. Address: 210 S. 2nd Street, Oskaloosa, IA, 52577, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 12/04/2012 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Branch Manager/Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-16 |
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