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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-16
IA RA APPROVED 2012-08-03
  • TX RA
    APPROVED_RES
    Since 2020-09-16
  • IA RA
    APPROVED
    Since 2012-08-03

Branch Locations

210 S. 2Nd Street, Oskaloosa, IA 52577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Oskaloosa IA 08/2012 Present
Raymond James Financial Services Advisors Inc. Oskaloosa IA 08/2012 Present
Brian Fitzpatrick Oskaloosa IA 04/2019 Present
Fitzpatrick Financial Services, Inc. Oskaloosa IA 12/2012 Present
  • 08/2012 → Present
    Raymond James Financial Services, Inc.
    Oskaloosa, IA
  • 08/2012 → Present
    Oskaloosa, IA
  • 04/2019 → Present
    Brian Fitzpatrick
    Oskaloosa, IA
  • 12/2012 → Present
    Fitzpatrick Financial Services, Inc.
    Oskaloosa, IA
Previous Registrations
Other Businesses

(1)Name of Business: 210 S 2nd St, Oskaloosa, IA Address: 210 S 2nd St, Oskaloosa, IA, 52577, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/13/2020 Hours per month devoted to this business: 41+Hours per month devoted to this business during trading hours: 81+ Description of duties: My wife and I purchased a bare lot in 2018 with the intent to build a one story office building to relocate our Raymond James business. I am updating this activity as we moved into our new building on October 22, 2019. We are renting this space to our DBA (2)Name of Business: Brian Fitzpatrick Address: 210 S. 2nd Street, Oskaloosa, IA, 52577, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Service the policies (3)Name of Business: Fitzpatrick Financial Services, Inc. Address: 210 S. 2nd Street, Oskaloosa, IA, 52577, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 12/04/2012 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Branch Manager/Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 2004-01-16
  • S66 Uniform Combined State Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    2004-01-16

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