Gregg Lawrence Turkin

Current Employers

Employment History

• 09/2011 → Present
  Real Estate Agency
  Woodland Hills, CA
• 12/2015 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 12/2015 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 03/2023
  Cetera Advisors Llc
  Westlake Village, CA
• 01/2021 → Present
  G&D Home Designs
  West Hills, CA
• 03/2023 → 08/2023
  Royal Alliance Associates, Inc.
  Westlake Village, CA
• 08/2023 → Present
  Osaic Wealth, Inc
  Westlake Village, CA

Previous Registrations

• 2020-11-12 → 2023-04-03
  Cetera Investment Advisers Llc
  Westlake Village, CA
• 2015-12-16 → 2020-11-12
  First Allied Advisory Services, Inc.
  Westlake Village, CA
• 2010-07-06 → 2015-12-17
  Voya Financial Advisors, Inc.
  Woodland Hills, CA
  San Diego, CA
• 2008-01-04 → 2010-05-04
  Commonwealth Financial Network
  Sherman Oaks, CA

Other Businesses

1. SILVERBERG WEALTH MANAGEMENT POSITION: INDEPENDENT CONTRACTOR NATURE: REG. BRANCH OFFICE INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 12/15/2015 ADDRESS: 32107 LINDERO CYN RD., Ste 106, WESTLAKE VILLAGE CA 91361 DESCRIPTION: FINANCIAL ADVISER 2. CITADEL ESTATE PROPERTIES POSITION: Real Estate Agent NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2011 ADDRESS: 20501 VENTURA BLVD, Ste 311, WESTLAKE VILLAGE CA 91361 DESCRIPTION: Real Estate agent buying and selling properties 3. INSURANCE (FIXED) POSITION: INSURANCE AGENT NATURE: SOLE PROPRIETOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2003 ADDRESS: 32107 LINDERO CYN RD., 106, WESTLAKE VILLAGE CA 91361 DESCRIPTION: FIXED INSURANCE PRODUCT SOLUTIONS FOR MY CLIENT'S PLANNING NEEDS 4. LAWRENCE INVESTMENT GROUP POSITION: President NATURE: S-CORP INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2010 ADDRESS: 32107 LINDERO CYN RD, Ste 106, WESTLAKE VILLAGE CA 91361, United States DESCRIPTION: Tax shelter to manage business expenses as a Financial Advisor 5. G&D HOME DESIGNS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE BUSINESS ACTIVITIES; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: REALTOR FACILITATING THE PROCESS OF EITHER BUYING OR SELLING PROPERTIES; 6. NWF ADVISORY SERVICES POSITION: INVESTMENT ADVISER REPRESENTATIVE NATURE: SOLE PROPRIETOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/31/2023 ADDRESS: 32107 LINDERO CYN RD., Ste 106, WESTLAKE VILLAGE CA 91361, United States DESCRIPTION: INVESTMENT ADVISER REPRESENTATIVE 7. G&D HOME DESIGNS POSITION: PARTNER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: DESCRIPTION: POTENTIAL PURCHASE AND SELLING OF PROPERTIES, ACTING IN THE CAPACITY AS A REAL ESTATE AGENT. ASSISTING FIANCEE OVERALL OPERATIONS OF BUSINESS 8. BG&D HOME REMODELING POSITION: PARTNER NATURE: S-CORP INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/21/2023 ADDRESS: DESCRIPTION: POTENTIAL PURCHASE AND SELLING OF PROPERTIES, ACTING IN THE CAPACITY AS A REAL ESTATE AGENT. ASSISTING FIANCEE OVERALL OPERATIONS OF BUSINESS. Per my CPA's direction, My Fianc? and I merged our business with a contractor (Joseph Giram) that we work with in order for my Fianc? to eventually be able to transfer the contracting license into her name. My role remains the same as previously stated, the change will be from a registration standpoint, moving from an LLC to an S-Corp 9. G&D UNITED CONSTRUCTION POSITION: PARTNER NATURE: S-CORP INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2023 ADDRESS: 8348 DUCOR AVE, WEST HILLS CA 91304, United States DESCRIPTION: Communicating with Account Executives at lead generation companies. Acting as a liaison between the Vendors and clients that bid on construction projects. Overseeing the operations of the business. 10. G&D HOME DESIGNS, LLC POSITION: PARTNER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/17/2020 ADDRESS: 6442 PLATT AVE, #156, WEST HILLS CA 91307, United States DESCRIPTION: THIS IS AN LLC THAT I WAS ADVISED TO ESTABLISH BY MY CPA FOR MY REAL ESTATE BUSINESS TRANSACTIONS

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-18
• S63 Uniform Securities Agent State Law Examination
  2003-11-26