Thomas Joseph Barko

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2016-06-30

AL RA
APPROVED

Since 2016-06-30

Branch Locations

22787 Hwy 98 E-4, Fairhope, AL 36532 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

3775 B Professional Parkway, Mobile, AL 36609 • United States

110 S University Blvd, Mobile, AL 36608 • United States

33 Shell St Suite 33, Saraland, AL 36571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stonex Securities Inc	Fairhope	AL	10/2009	Present
Stonex Advisors Inc	Fairhope	AL	06/2016	Present

10/2009 → Present

Stonex Securities Inc

Fairhope, AL
06/2016 → Present

Stonex Advisors Inc

Fairhope, AL

Previous Registrations

2009-10-15 → 2016-06-30

Intl Advisory Consultants Inc.

Birmingham, AL

Fairhope, AL
2007-01-10 → 2009-10-15

Colonial Asset Management Inc

Foley, AL

Montgomery, AL

Mobile, AL
2004-05-11 → 2006-08-21

A. G. Edwards & Sons, Inc.

Mobile, AL

Mobile, AL
2004-02-09 → 2004-04-21

Waddell & Reed

Mobile, AL

Other Businesses

1)DAVE RAMSEY ENDORSED LOCAL PROVIDER; YES, INVESTMENT RELATED; BRENTWOOD, TN; LEADS ARE GENERATED THROUGH THE DAVE RAMSEY SHOW; ENDORSED LOCAL PROVIDER FOR BALDWIN COUNTY, AL.; 3/15/2010; 8-10 HOURS PER MONTH ; 6-8 HOURS DURING SECURITY TRADING HOURS; I EDUCATE PEOPLE ON INVESTMENT AND INSURANCE OPTIONS. 2)Eye Heart World PO Box 5192 DePere, WI 54115 Nature: Non Profit dedicated to fighting human trafficking Non-investment related Position: Board Member Duties: Board of Directors Start Date: 5/2015 Approximate Hours Devoted to Business: 2 per month Approximate Hours Devoted During Market Hours: none 3) BARKO FINANCIAL SERVICES, INC.; YES, INVESTMENT RELATED; 22787 US HIGHWAY 98 SUITE E-4, FAIRHOPE, AL. 36532; TAX PURPOSES- PAY EXPENSES OF BUSINESS THROUGH THIS ENTITY; SOLE MEMBER; 10/2009; 0 HOURS PER MONTH; TAX PURPOSES. 4) River Financial Services - 110 S University Blvd, Mobile, AL 36608 Nature of Business: Financial Advisor for River Bank Investment Related: Yes Business Position: Financial Advisor for River Bank Business Duties: Financial Advisor for River Bank Business Start Date: 07/29/2026 Approximately 10 hours spent on this OBA monthly; with 5 during market hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-28

S66 Uniform Combined State Law Examination

2004-04-28

View on SEC IAPD