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50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-03-25 |
| CT | RA | APPROVED | 2022-03-27 |
| NY | RA | APPROVED | 2021-08-16 |
| IL | RA | APPROVED | 2020-07-23 |
| MD | RA | APPROVED | 2018-01-10 |
| OR | RA | APPROVED | 2017-09-01 |
| GA | RA | APPROVED | 2017-05-05 |
| TX | RA | APPROVED_RES | 2017-04-11 |
| WA | RA | APPROVED | 2017-04-11 |
| NC | RA | APPROVED | 2017-04-07 |
| OK | RA | APPROVED | 2017-04-07 |
| ID | RA | APPROVED | 2017-04-06 |
| VA | RA | APPROVED | 2017-04-06 |
| ME | RA | APPROVED | 2017-04-04 |
| NJ | RA | APPROVED | 2017-02-15 |
| LA | RA | APPROVED | 2013-01-28 |
| FL | RA | APPROVED | 2011-08-26 |
| MA | RA | APPROVED | 2011-07-26 |
| SC | RA | APPROVED | 2011-07-25 |
| CA | RA | APPROVED | 2011-07-21 |
| OH | RA | APPROVED | 2010-02-17 |
| PA | RA | APPROVED | 2010-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westminster Financial Advisory Corp | Vandalia | OH | 02/2010 | Present |
| Westminster Financial Securities, Inc. | Vandalia | OH | 02/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-02 |
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