David Bryan Austin

Current Employers

Employment History

• 10/2009 → 02/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA
• 06/2011 → 02/2019
  Bank Of America, N.A.
  Spokane, WA
• 02/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Spokane, WA

Previous Registrations

• 2009-10-23 → 2019-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA
  Spokane, WA
  Seattle, WA
• 2005-12-12 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Spokane, WA
• 2004-03-18 → 2005-12-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA

Other Businesses

AUSTIN FARMS LLC, INV RELATED, SPOKANE, WA, 25% OWNERSHIP, START 1/1/2013, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, INHERITED FATHER'S WHEAT FARM. AUSTIN WEALTH MANAGEMENT; INV RELATED; SPOKANE, WA; OWNER; FOR FINET PRACTICE; START: 2/2019; 50 HRS/MO; 6.5 DURING TRADING. COPPER RIDGE CONDO ASSOCIATION, INVT RELATED, SANDPOINT, ID, TREASURER, START DATE 1/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, DELIVERING FINANCIAL STATEMENT FROM ACCOUNTING FIRM AT ANNUAL MEETING. RIVER CITY CAPITAL LLC; INV. RELATED; MISSOULA, MT; 33.33% OWNERSHIP; HOLDING COMPANY TO AFFILIATE SUB BRANDED BUSINESS WITH WELLS FARGO ADVISORS; START DATE 3/1/2024; 8 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: CO-OWNER, STRATEGY GUIDANCE AND BUSINESS DEVELOPMENT. PEABODY ON SHERMAN LLC; INV. RELATED; SPOKANE, WA; 15% OWNERSHIP; LLC HOLDS COMMERCIAL REAL ESTATE; START DATE 4/28/2021; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. AUSTIN LEGACY PARTNERS LLC ; INV RELATED; SPOKANE, WA; MERCHANT TIER 1 AGREEMENT;80% OWNERSHIP; START DATE: 10/10/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | CATHOLIC CHARITIES OF EASTERN WASHINGTON; INV RELATED;SPOKANE,WA; FINANCE COMMITTEE MEMBER; START DATE: 06/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2004-01-28

Other Names

• David Austin
• David Bryan Austin
• David R Austin