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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-17
ID RA APPROVED 2009-06-03
  • TX RA
    APPROVED_RES
    Since 2015-03-17
  • ID RA
    APPROVED
    Since 2009-06-03

Branch Locations

3511 S 25Th E, Ammon, ID 83406-6101 • United States

3195 Snake River Pkwy, Idaho Falls, ID 83402 • United States

1012 Yellowstone Avenue, Pocatello, ID 83201 • United States

1729 East Seltice Way, Post Falls, ID 83854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Ammon ID 01/2009 Present
Other Businesses

1. 11/1/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/30/2019 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-01
S63 Uniform Securities Agent State Law Examination 2004-01-15
  • S65 Uniform Investment Adviser Law Examination
    2009-06-01
  • S63 Uniform Securities Agent State Law Examination
    2004-01-15

View on SEC IAPD

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