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Richard Gnau

J.P. Morgan Securities LLC

Fort Wayne, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-14
IN RA APPROVED 2013-07-29
  • TX RA
    APPROVED
    Since 2013-08-14
  • IN RA
    APPROVED
    Since 2013-07-29

Branch Locations

6225 Stellhorn Road, Fort Wayne, IN 46815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc Fort Wayne IN 07/2013 Present
  • 07/2013 → Present
    Jpmorgan Securities, Llc
    Fort Wayne, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-16
S63 Uniform Securities Agent State Law Examination 2007-02-20
  • S65 Uniform Investment Adviser Law Examination
    2013-05-16
  • S63 Uniform Securities Agent State Law Examination
    2007-02-20
Designations
Other Names
  • Rick Gnau
  • Richard Charles Gnau

View on SEC IAPD

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