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Todd Victor Vandenburg

Vandenburg Capital Management

Weatherford, TX

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Current Employers
Vandenburg Capital Management

Weatherford, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-09
TN RA APPROVED 2019-09-30
CA RA APPROVED 2017-03-14
  • TX RA
    APPROVED
    Since 2021-01-09
  • TN RA
    APPROVED
    Since 2019-09-30
  • CA RA
    APPROVED
    Since 2017-03-14

Branch Locations

Weatherford, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Vandenburg Financial And Insurance Services Santa Rosa CA 05/2004 Present
Independent Financial Group San Diego CA 10/2006 10/2016
Scf Securities, Inc. Fresno CA 10/2016 03/2017
Scf Investment Advisors, Inc. Fresno CA 10/2016 03/2017
Vandenburg Capital Management Inc. Santa Rosa CA 03/2017 Present
Vandenburg Capital Management Dba For Various B/D And Ria Affili Santa Rosa CA 02/2009 01/2017
  • 05/2004 → Present
    Vandenburg Financial And Insurance Services
    Santa Rosa, CA
  • 10/2006 → 10/2016
    Independent Financial Group
    San Diego, CA
  • 10/2016 → 03/2017
    Scf Securities, Inc.
    Fresno, CA
  • 10/2016 → 03/2017
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 03/2017 → Present
    Vandenburg Capital Management Inc.
    Santa Rosa, CA
  • 02/2009 → 01/2017
    Vandenburg Capital Management Dba For Various B/D And Ria Affili
    Santa Rosa, CA
Previous Registrations
  • 2016-10-18 → 2017-03-14
    Scf Investment Advisors, Inc.
    Santa Rosa, CA
    San Diego, CA
  • 2006-10-04 → 2016-10-19
    San Diego, CA
    San Diego, CA
    Santa Rosa, CA
  • 2006-09-20 → 2006-10-17
    Brecek & Young Advisors, Inc.
    Santa Rosa, CA
  • 2005-02-22 → 2006-09-22
    Concourse Financial Group Securities, Inc.
    Santa Rosa, CA
    Santa Rosa, CA
Other Businesses

H&R PETERS FAMILY FOUNDATION; NOT INVESTMENT RELATED; SANTA ROSA, CA; CHARITY FOUNDATION; DIRECTOR; 02/2023; 2/MO; 0/MO OWNER-"VANDENBURG FINANCIAL AND INSURANCE SERVICES" OFFERING INSURANCE SERVICES SINCE 05/2004 - INVESTMENT RELATED. APPROX 15% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD; AUTHOR PROVIDING BOOK SALES SINCE 2014 - NON-INVESTMENT RELATED - 1% TIME SPENT. BUSINESS CONDUCTED FROM ADDRESS OF RECORD;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-05
S63 Uniform Securities Agent State Law Examination 2003-11-25
  • S65 Uniform Investment Adviser Law Examination
    2005-01-05
  • S63 Uniform Securities Agent State Law Examination
    2003-11-25
Other Names
  • Todd Vandenburg

View on SEC IAPD

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