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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-12
TX RA APPROVED_RES 2017-09-22
CA RA APPROVED 2016-02-01
  • NY RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • CA RA
    APPROVED
    Since 2016-02-01

Branch Locations

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

6080 Center Drive, 6Th Floor, Suite 698, Los Angeles, CA 90045 • United States

24 Greenway Plaza Suite 1725, Houston, TX 77046 • United States

Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-29
  • CA RA
    APPROVED
    Since 2021-04-29

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Redlands CA 09/2015 Present
Voya Retirement Advisors Redlands CA 04/2021 Present
Previous Registrations
Other Businesses

NAME OF ENTITY:Joe Marini, Rettina Marini Rental Properties; No; 119 1/2 W 84TH ST; LOS ANGELES; CA; 90003; rental property; owner; 12/3/2013; 0; 0; remtal income|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-31
S63 Uniform Securities Agent State Law Examination 2000-04-20
  • S65 Uniform Investment Adviser Law Examination
    2004-03-31
  • S63 Uniform Securities Agent State Law Examination
    2000-04-20

View on SEC IAPD

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