Christine A Mulkerrin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-09-15
PA	RA	APPROVED	2019-03-27

IA RA
APPROVED

Since 2021-09-15
PA RA
APPROVED

Since 2019-03-27

Branch Locations

600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Pittsburgh	PA	01/2003	Present

01/2003 → Present

Ubs Financial Services Inc.

Pittsburgh, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-03
S66	Uniform Combined State Law Examination	2005-01-25

S65 Uniform Investment Adviser Law Examination

2021-12-03
S66 Uniform Combined State Law Examination

2005-01-25

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

Other Investors

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