Daniel Michael Mccarthy

Current Employers

Onedigital

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-12-02

NJ RA
APPROVED

Since 2021-12-02

Branch Locations

180 Mt. Airy Road Suite 203, Basking Ridge, NJ 07920 • United States

11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gouldin & Mccarthy, Llc	Basking Ridge	NJ	03/2007	07/2022
Comprehensive Asset Management & Servicing, Inc.	Basking Ridge	NJ	12/2003	01/2022
Resources Investment Advisors, Llc	Overland Park	KS	12/2021	Present
Triad Advisors	Norcross	GA	01/2022	08/2024
Osaic Wealth, Inc.	Basking Ridge	NJ	08/2024	Present

03/2007 → 07/2022

Gouldin & Mccarthy, Llc

Basking Ridge, NJ
12/2003 → 01/2022

Comprehensive Asset Management & Servicing, Inc.

Basking Ridge, NJ
12/2021 → Present

Resources Investment Advisors, Llc

Overland Park, KS
01/2022 → 08/2024

Triad Advisors

Norcross, GA
08/2024 → Present

Osaic Wealth, Inc.

Basking Ridge, NJ

Previous Registrations

2013-02-08 → 2022-07-20

Gouldin & Mccarthy, Llc

Basking Ridge, NJ

Other Businesses

1)Insurance producer;not investment related;180 Mt Airy Road,#203,Basking Ridge,NJ 07920;insurance producer;insurance producer;1/1/2003;5 hrs/month;0 hrs during trading;insurance producer 2)OneDigital;investment related;4860 College Blvd,#100,Overland Park,KS 66211;parent company;senior vice president;12/1/2020;20 hrs/month;1 hr during trading;financial advisor

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-12-27

S65 Uniform Investment Adviser Law Examination

2012-12-27

View on SEC IAPD