Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-18
CA RA APPROVED 2005-09-26
  • TX RA
    APPROVED_RES
    Since 2007-07-18
  • CA RA
    APPROVED
    Since 2005-09-26

Branch Locations

24025 Park Sorrento Ste 440, Calabasas, CA 91302-4018 • United States

136 W Canon Perdido St Ste 230, Santa Barbara, CA 93101 • United States

333 City Blvd W 3Rd Fl, Orange, CA 92868 • United States

Calabasas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Calabasas CA 09/2005 03/2020
Ameriprise Financial Services, Llc Calabasas CA 03/2020 Present
Previous Registrations
  • 2004-08-25 → 2005-01-07
    Waddell & Reed
    Woodland Hills, CA
Other Businesses

Real Estate Ownership; Multi-Family; 4201 Las Virgenes Rd. Unit 109Calabasas, CA 91302, ,; Not Investment-Related; 03/01/2014 / Multi-Family; 145 Canyon Blvd N-12, , Mammoth Lakes, CA, 93546; Investment-Related; 03/24/2021. Business Ownership; R&J Pacific Management LLC; Co-owner; Manage Ameriprise Business; 24025 Park Sorrento, Suite 440, Calabasas, CA, 91302; Not Investment-Related; 01/01/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-24
  • S66 Uniform Combined State Law Examination
    2004-08-24
Other Names
  • Charissa A Gordon
  • Charissa Anne Gordon

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Calabasas, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor