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James Christopher Desisto

Cetera Investment Advisers LLC

Venice, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-18
MA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • FL RA
    APPROVED
    Since 2026-03-18
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Management Consulting Services Marlborough MA 12/2012 Present
L-Tronics, Inc Waltham MA 03/2014 12/2022
Voya Financial Advisors Marlborough MA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Niche Electronics Waltham MA 12/2022 09/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 12/2012 → Present
    Management Consulting Services
    Marlborough, MA
  • 03/2014 → 12/2022
    L-Tronics, Inc
    Waltham, MA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Marlborough, MA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2022 → 09/2023
    Niche Electronics
    Waltham, MA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-09
  • S66 Uniform Combined State Law Examination
    2003-12-09
Other Names
  • James Desisto

View on SEC IAPD

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