Shawn Richard Will

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2013-01-29

NC RA
APPROVED

Since 2013-01-29

Branch Locations

401 Mccullough Dr Ste 210, Charlotte, NC 28262 • United States

4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Raleigh	NC	01/2013	Present
Principal Securities Inc	Raleigh	NC	03/2016	Present

01/2013 → Present

Principal Life Insurance Company

Raleigh, NC
03/2016 → Present

Principal Securities Inc

Raleigh, NC

Previous Registrations

2008-09-04 → 2013-01-02

New England Securities

Pittsburgh, PA

Other Businesses

***Fixed Insurance; Investment Related; Raleigh, NC; Agent; Life, Annuity, DI, LTC, Group; Start Date: 11/13/2019; 1 hrs per month; 1 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-09-03
S63	Uniform Securities Agent State Law Examination	2000-01-25

S65 Uniform Investment Adviser Law Examination

2008-09-03
S63 Uniform Securities Agent State Law Examination

2000-01-25

View on SEC IAPD