Terrence Robert Fergen

Current Employers

Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-06-20

TX RA
APPROVED

Since 2016-06-20

Branch Locations

Bedford, TX • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Berthel Fisher & Company Financial Services, Inc.	Dallas	TX	06/2012	Present
Bfc Planning, Inc.	Dallas	TX	06/2016	Present

06/2012 → Present

Berthel Fisher & Company Financial Services, Inc.

Dallas, TX
06/2016 → Present

Bfc Planning, Inc.

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-01
S63	Uniform Securities Agent State Law Examination	2004-03-19

S65 Uniform Investment Adviser Law Examination

2016-06-01
S63 Uniform Securities Agent State Law Examination

2004-03-19

Other Names

Terry Robert Fergen
Terry Robert Fergen