Nicole Marie Foxworth

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-05-01

NC RA
APPROVED

Since 2023-05-01

Branch Locations

4 Herman Ave Ext, Suite D, Asheville, NC 28803 • United States

4 Herman Avenue Ext Ste D, Asheville, NC 28803-8101 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Concourse Financial Group Securities (Fka Proequities Inc)	Asheville	NC	04/2016	05/2023
Foxworth Advisors	Asheville	NC	05/2015	Present
Everside Health (Fka Healthstat Inc)	Charlotte	NC	12/2016	Present
Lpl Financial Llc	Asheville,	NC	05/2023	Present

04/2016 → 05/2023

Concourse Financial Group Securities (Fka Proequities Inc)

Asheville, NC
05/2015 → Present

Foxworth Advisors

Asheville, NC
12/2016 → Present

Everside Health (Fka Healthstat Inc)

Charlotte, NC
05/2023 → Present

Lpl Financial Llc

Asheville,, NC

Previous Registrations

2016-10-21 → 2023-05-05

Concourse Financial Group Securities, Inc.

Asheville, NC

Other Businesses

1) 4/2023 - Foxworth Advisors LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 4/2023 - Everside Health / Outside/W-2 Employment / Not Investment Related / Start date 12/06/2016 - 20 Hrs per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-21

S66 Uniform Combined State Law Examination

2016-10-21

Other Names

Nicole Marie Columbus
Nicole M Foxworth
Nicole Marie Foxworth
Nicole Foxworth

View on SEC IAPD