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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-09 |
| TX | RA | APPROVED_RES | 2022-08-08 |
Branch Locations
3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States
Palm Beach Gardens, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach Gardens | FL | 02/2014 | 08/2022 |
| Bank Of America, N.A. | Palm Beach Gardens | FL | 04/2014 | 08/2022 |
| Rbc Capital Markets, Llc | Palm Beach Gardens | FL | 08/2022 | Present |
| City National Bank | Palm Beach Gardens | FL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-23 |
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