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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-09
TX RA APPROVED_RES 2022-08-08
  • FL RA
    APPROVED
    Since 2022-08-09
  • TX RA
    APPROVED_RES
    Since 2022-08-08

Branch Locations

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

Palm Beach Gardens, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach Gardens FL 02/2014 08/2022
Bank Of America, N.A. Palm Beach Gardens FL 04/2014 08/2022
Rbc Capital Markets, Llc Palm Beach Gardens FL 08/2022 Present
City National Bank Palm Beach Gardens FL 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-30
S63 Uniform Securities Agent State Law Examination 2004-01-23
  • S65 Uniform Investment Adviser Law Examination
    2004-01-30
  • S63 Uniform Securities Agent State Law Examination
    2004-01-23

View on SEC IAPD

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