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Account
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Account
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1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-12 |
| NY | RA | APPROVED | 2021-08-05 |
| PA | RA | APPROVED | 2021-01-29 |
Branch Locations
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
101 Park Avenue, Suite 4100, New York, NY 10178-0002 • United States
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-13 |
Branch Locations
101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-05 |
| PA | RA | APPROVED | 2021-01-29 |
Branch Locations
1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States
101 Park Avenue, Suite 4100, New York, NY 10178 • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-05 |
| MA | RA | APPROVED | 2021-02-09 |
Branch Locations
101 Park Avenue, Suite 4100, New York, NY 10178-0002 • United States
125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason Investor Services, Llc | Stamford | CT | 08/2007 | 10/2020 |
| Legg Mason & Co Llc | Ridgefield | CT | 08/2007 | 10/2020 |
| Clearbridge Investments Llc | New York | NY | 08/2007 | 10/2020 |
| Federated Securities Corp. | Pittsburgh | PA | 01/2021 | Present |
| Federated Investment Counseling | Pittsburgh | PA | 01/2021 | Present |
| Federated Hermes Inc. | Pittsburgh | PA | 01/2021 | Present |
| Federated Global Investment Management Corp. | Pittsburgh | PA | 01/2021 | Present |
| Mdt Advisers, A Division Of Federated Mdta Llc | Boston | MA | 01/2021 | Present |
From 06/28/2017 to Present. Partner/Owner of Bolero Snort Brewery, 316 20th Street, Carlstadt, NJ 07072. Duties are not performed during trading hours and are not investment related. Time spent is approximately 1 hour per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-12 |
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