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Current Employers
United Advisor Group

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-23
  • OH RA
    APPROVED
    Since 2023-02-23

Branch Locations

543 E. Central Ave., Miamisburg, OH 45342 • United States

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 11/2018
Mml Investors Services, Llc Dayton OH 03/2017 11/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2018 02/2023
Cambridge Investment Research Inc. Fairfield IA 11/2018 02/2023
United Advisor Group Cincinnati OH 02/2023 Present
Mml Investor Services, Llc Dayton OH 03/2017 11/2018
Msi Financial Services, Inc Dayton OH 01/2015 03/2017
Silver Oak Securities Jackson TN 02/2023 Present
  • 07/2016 → 11/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 11/2018
    Dayton, OH
  • 11/2018 → 02/2023
    Fairfield, IA
  • 11/2018 → 02/2023
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 02/2023 → Present
    Cincinnati, OH
  • 03/2017 → 11/2018
    Mml Investor Services, Llc
    Dayton, OH
  • 01/2015 → 03/2017
    Msi Financial Services, Inc
    Dayton, OH
  • 02/2023 → Present
    Silver Oak Securities
    Jackson, TN
Previous Registrations
Other Businesses

1). Miami Valley Financial Partners,Is Not Investment Related,"683 Miamisburg Centerville Rd, Suite 208, Dayton, OH, 45459, United States",Selling Fixed Insurance Products,President,2001-03-01,20 hours per month,0 hours per month during trading hours,Commission Compensation,Selling fixed insurance products 2). United Advisor Group,Is Investment Related,,Registered Investment Advisor,Investment Advisor Representative/Partner,2023-03-01,160 hours per month,5 hours per month during trading hours,Fee Based Compensation,Giving investment advice and receiving a fee 3) Downtown Miamisburg Inc.,Is Not Investment Related,"10 N. First St, , Miamisburg, OH, 45342, United States","Non-Profit Corporation for the development of the historic downtown business area of Miamisburg, OH",Board Member,1/1/2025,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Assist in making decisions to improve the historic business district of Miamisburg, OH."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
  • S66 Uniform Combined State Law Examination
    2009-12-21

View on SEC IAPD

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