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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-02-23 |
Branch Locations
543 E. Central Ave., Miamisburg, OH 45342 • United States
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 11/2018 |
| Mml Investors Services, Llc | Dayton | OH | 03/2017 | 11/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2018 | 02/2023 |
| Cambridge Investment Research Inc. | Fairfield | IA | 11/2018 | 02/2023 |
| United Advisor Group | Cincinnati | OH | 02/2023 | Present |
| Mml Investor Services, Llc | Dayton | OH | 03/2017 | 11/2018 |
| Msi Financial Services, Inc | Dayton | OH | 01/2015 | 03/2017 |
| Silver Oak Securities | Jackson | TN | 02/2023 | Present |
1). Miami Valley Financial Partners,Is Not Investment Related,"683 Miamisburg Centerville Rd, Suite 208, Dayton, OH, 45459, United States",Selling Fixed Insurance Products,President,2001-03-01,20 hours per month,0 hours per month during trading hours,Commission Compensation,Selling fixed insurance products 2). United Advisor Group,Is Investment Related,,Registered Investment Advisor,Investment Advisor Representative/Partner,2023-03-01,160 hours per month,5 hours per month during trading hours,Fee Based Compensation,Giving investment advice and receiving a fee 3) Downtown Miamisburg Inc.,Is Not Investment Related,"10 N. First St, , Miamisburg, OH, 45342, United States","Non-Profit Corporation for the development of the historic downtown business area of Miamisburg, OH",Board Member,1/1/2025,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Assist in making decisions to improve the historic business district of Miamisburg, OH."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-21 |
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