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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-30 |
Branch Locations
420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States
286 King St, San Francisco, CA 94107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Francisco | CA | 12/2016 | 06/2022 |
| Wells Fargo Clearing Services Llc | San Francisco | CA | 04/2018 | 06/2022 |
| Ristorante La Toscana, Inc. | San Rafael | CA | 03/2010 | 10/2016 |
| First Republic Securities Company, Llc | San Francisco | CA | 06/2022 | 05/2023 |
| First Republic Investment Management, Inc | San Francisco | CA | 06/2022 | 05/2023 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 06/2023 | Present |
| Wells Fargo Bank, Na | San Francisco | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-13 |
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