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Current Employers
Baker Tilly Wealth Management, Llc

4807 Innovate Lane, Madison, WI 53718 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-05
  • CA RA
    APPROVED
    Since 2020-11-05

Branch Locations

4100 Newport Beach Drive Suite 600, Newport Beach, CA 92660 • United States

18500 Von Karmen Ave; 10Th Floor, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 08/2017
Allegis Investment Services Newport Beach CA 08/2017 02/2019
Squar Milner Financial Services Irvine CA 06/2017 10/2020
Squar Milner Llp Los Angeles CA 01/2014 05/2017
Scott C Burack Consulting Long Beach CA 06/2017 Present
Dfpg Investments, Inc Sandy UT 02/2019 10/2020
Baker Tilly Capital, Llc Irvine CA 11/2020 Present
Baker Tilly Wealth Management, Llc Irvine CA 11/2020 Present
Baker Tilly Advisory Group, Lp Irvine CA 11/2020 Present
  • 01/2013 → 08/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2017 → 02/2019
    Allegis Investment Services
    Newport Beach, CA
  • 06/2017 → 10/2020
    Squar Milner Financial Services
    Irvine, CA
  • 01/2014 → 05/2017
    Squar Milner Llp
    Los Angeles, CA
  • 06/2017 → Present
    Scott C Burack Consulting
    Long Beach, CA
  • 02/2019 → 10/2020
    Dfpg Investments, Inc
    Sandy, UT
  • 11/2020 → Present
    Baker Tilly Capital, Llc
    Irvine, CA
  • 11/2020 → Present
    Irvine, CA
  • 11/2020 → Present
    Baker Tilly Advisory Group, Lp
    Irvine, CA
Previous Registrations
  • 2017-08-16 → 2020-12-22
    Squar Milner Financial Services, Llc
    Newport Beach, CA
    Irvine, CA
  • 2011-07-18 → 2017-08-23
    Cetera Wealth Services, Llc
    Long Beach, CA
  • 2000-06-26 → 2011-11-22
    Squar Milner Financial Services, Llc
    Newport Beach, CA
Other Businesses

1.BAKER TILLY CAPITAL, LLC ("BTC") AND BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") ARE CONTROLLED SUBSIDIARIES OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 25% OF TIME IS SPENT ON BTC/BTWM SERVICES, 75% IS SPENT ON BAKER TILLY TAX SERVICES. THERE IS AN EXPENSE-SHARING AGREEMENT IN PLACE BETWEEN BTC AND BAKER TILLY, AS WELL AS BTWM AND BAKER TILLY, WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES. 2. TRUE ACCOUNTANCY CORP; INDEPENDENT CONTRACTOR; NON INVESTMENT RELATED; PROVIDE TAX PREPARATION 10 HRS PER MONTH. 3. Scott C. Burack; Non-Investment Related; Long Beach, CA; Tax; Consultant; 6/2017; 70% during business hours; Prepare and review income tax returns. Tax Planning and Consulting. 4. Scott C Burack; Non-Investment Related; Irvine, CA; Insurance; Insurance Agent; 01/2014; 5% during business hours; Fixed Insurance Agent. Sell Life, Health, Disability and Long-Term Care Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-29
  • S66 Uniform Combined State Law Examination
    1999-12-29
Designations

View on SEC IAPD

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