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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
8000 S Chester Street Suite 325, Englewood, CO 80112 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Greenwood Village | CO | 10/2003 | 03/2017 |
| Mml Investors Services, Llc | Greenwood Village | CO | 03/2017 | 01/2020 |
| Massmutual Life Insurance Co | Greenwood Village | CO | 07/2016 | 01/2020 |
| Pruco Securities, Llc. | Englewood | CO | 03/2020 | 11/2024 |
| Prudential Insurance Company Of America | Englewood | CO | 03/2020 | Present |
| Lpl Enterprise, Llc | Englewood | CO | 11/2024 | Present |
1) 08/22/2024 - Meadows Professional Group - Real Estate Rental - Work with accountant and co-owner with administration - INV Related- At Castle Rock, CO - Start Date 12/09/2011- 1hrs/mth - 0hrs during trading 2) 08/22/2024 - Orchard Med Spa - Business Entity for Tax/Investment Purposes Only - Administrative Support - Not INV Related - At Castle Rock, CO - Start Date 09/11/2011 - 4hrs/mth - 0hrs during trading 3) 01/02/2025 - None - Non-Variable Insurance/Insurance Agency - Financial planner utilizing the resources of Crump paid at the carrier level as a representative of Prudential. - INV Related - At Englewood, CO - Start Date 12/12/2024 - 5hrs/mth - 5hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-05 |
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