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Hans Paul Hummel

Wells Fargo Clearing Services, LLC

Wayzata, MN

Wayzata, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-08
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-08
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

950 E Wayzata Blvd Ste 200, Wayzata, MN 55391 • United States

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Hope MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc New Hope MN 11/2016 Present
Previous Registrations
  • 2004-11-03 → 2011-01-03
    Wells Fargo Investments, Llc
    New Hope, MN
    Roseville, MN
    Roseville, MN
    Burnsville, MN
    Minneapolis, MN
    Burnsville, MN
    Roseville, MN
    Roseville, MN
Other Businesses

POWER OF ATTORNEY FOR FATHER; INV RELATED; MINNETRISTA, MN; START: 8/1/13; 0 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-02
  • S66 Uniform Combined State Law Examination
    2004-11-02

View on SEC IAPD

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