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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| FL | RA | APPROVED | 2017-03-24 |
| TX | RA | APPROVED_RES | 2007-03-20 |
| WA | RA | APPROVED | 2004-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 10/2003 | Present |
| Bank Of America, N.A. | Buffalo | NY | 12/2009 | Present |
I*32373 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THOR AND SCHULZ ENTERPRISES INVESTMENT RELATED: NO ADDRESS OF BUSINESS: WILSONVILLE, OREGON 97070 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 9/1/1995 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COMMERCIAL FISHING I*1030255 For profit or not for profit: Entity For Profit Name of outside business organization: LLC Investment related: No Address of business: Surprise, Arizona, 85374 Position, title, association: Owner Start date of relationship: 12/1/2022 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I purchased a house in Surprise AZ that i will rent out. i put the property in an LLC for liability purposes I*4072276 Entity Type: Charitable Name of OBA: Eastern Washington University Foundation Address: Cheney, Washington, 99004 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/27/2026 Number of Hours: 12, Yearly Number of Hours during trading: 0 Duties: Eastern Washington University provides an inclusive, equitable, and transformative learning experience, driving the pursuit of knowledge with affordable academic excellence. The EWU Foundation board of directors provides oversight for the work of the Foundation. The Board determines the goals and objectives of specific fundraising initiatives, sets policy with regard to investments and spending and ensures that proper attention is paid to the stewardship of gifts already received.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-26 |
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