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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2005-04-22
  • IN RA
    APPROVED
    Since 2005-04-22

Branch Locations

Monroeville, IN • United States

3711 Rupp Dr, Fort Wayne, IN 46815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Fort Wayne IL 10/2003 Present
Thrivent Financial For Lutherans Appleton WI 12/2003 Present
Other Businesses

OAKWOOD MUTUAL POSITION: Board of Directors - Member NATURE: Oakwood Mutual is a P & C insurance company holding policies in Indiana only. I am a board member on their board of directors. I am a director and do not hold any offices on the board. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 1733 Morningstar Blvd., Decatur IN 46733, United States DESCRIPTION: Responsibilities include attending quarterly board meetings to discuss and monitor the business of Oakwood Mutual. They are a property and casualty company headquartered in Decatur, IN. During each meeting, we review the income statemetns, cash flows and balance sheet of the organization, and discuss and make decisions with regard to the business. HEARTBEAT OF HOAGLAND FOUNDATION POSITION: Board of Directors - Director position NATURE: This is a not for profit foundation created by Brian Strahm, to honor his first anniversary of receiving a heart transplant. He was fortunate in that his health insurance covered all costs, so the foundation's mission is to give back to others going through heart transplants. The foundation will increase through donations by Brian personally, cash donations from other people and organizations, and fund raising events. Money will be given to heart transplant recipients to help cover day-to-day needs on a case-by-case situation. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022 ADDRESS: 12426 Minnich Road, Fort Wayne IN 46816, United States DESCRIPTION: I will be helping create, grow, and provide direction to the foundation. The board will be responsible for creating guidelines for giving and receiving funds to the foundation. I will also assist with fundraising for the benefit of the foundation.The money will be managed by Edward Jones, and I will have no access to the funds whatsoever. I will also abstain from voting regarding fund management decisions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-08
S63 Uniform Securities Agent State Law Examination 2003-12-18
  • S66 Uniform Combined State Law Examination
    2005-03-08
  • S63 Uniform Securities Agent State Law Examination
    2003-12-18
Other Names
  • Cindy Louise Castleman

View on SEC IAPD

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