Chris N Spencer

Current Employers

Employment History

• 10/2009 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Morgan Hill, CA
• 04/2017 → Present
  Lpl Financial, Llc
  San Jose, CA
• 04/2017 → 07/2026
  Mariner Independent Advisor Network, Llc
  Sacramento, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2017-04-20 → 2026-06-26
  Mariner Advisor Network
  San Jose, CA
  San Jose, CA
  San Jose, CA
• 2009-10-23 → 2017-04-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Morgan Hill, CA
  Morgan Hill, CA
  Los Altos, CA
  Gilroy, CA
  Gilroy, CA
  San Jose, CA
• 2006-11-27 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Los Altos, CA
  Mountain View, CA
  Los Altos, CA
  Mountain View, CA
  Santa Cruz, CA
  Scotts Valley, CA
  San Jose, CA
  Gilroy, CA
  Gilroy, CA
  Morgan Hill, CA
  Morgan Hill, CA
  San Jose, CA
• 2004-01-26 → 2006-11-28
  Morgan Stanley Dw Inc.
  Santa Cruz, CA
  Santa Cruz, CA

Other Businesses

1. 04/20/2017 - CAMINO ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 80%/ SAN JOSE, CA 2. 9/2/2021 - No Business Name - Investment Related - El Dorado Hills, CA 95762 & Merced Ave, South Lake Tahoe, CA 96150 - Real Estate Rental - Started 07/27/2021 - 2 Hours Per Month During Securities Trading. 3. 9/2/2021 - No Business Name - Investment Related - El Dorado Hills, CA 95762 & Nevada Ave, South Lake Tahoe, CA 96150 - Real Estate Rental - Started 07/27/2021 - 2 Hours Per Month During Securities Trading. 4. 9/2/2021 - No Business Name - Investment Related - El Dorado Hills, CA 95762 & San Jose, CA 95118 - Real Estate Rental - Started 07/27/2021 - 1 Hour Per Month During Securities Trading. 5. 06/29/2026 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-23

Other Names

• Chris Spencer