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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-20
  • CA RA
    APPROVED
    Since 2018-04-20

Branch Locations

431 Cleveland St Ste 100, Woodland, CA 95695 • United States

Davis, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Group Davis CA 06/2003 04/2018
Farmers Financial Solutions Davis CA 10/2003 04/2018
Ameriprise Financial Advisors Inc. Woodland CA 04/2018 03/2020
Ameriprise Financial Services, Llc Woodland CA 03/2020 Present
  • 06/2003 → 04/2018
    Farmers Insurance Group
    Davis, CA
  • 10/2003 → 04/2018
    Farmers Financial Solutions
    Davis, CA
  • 04/2018 → 03/2020
    Ameriprise Financial Advisors Inc.
    Woodland, CA
  • 03/2020 → Present
    Woodland, CA
Other Businesses

Board of Directors; NAMI Yolo County; Board Member; PO Box 447, , Davis, CA, 95617; Not Investment-Related; 02/20/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Business Network of Yolo County; Business Networking. Referrals to other businesses in the community; 317 Court Street, , Woodland, CA, 95695; Not Investment-Related; 07/20/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-11-06
  • S63 Uniform Securities Agent State Law Examination
    2003-11-06
Designations

View on SEC IAPD

Other Firms

Other Investors

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