Richard Charles Mottern

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-07-21
NC	RA	APPROVED	2023-05-09
SC	RA	APPROVED	2023-05-09
AL	RA	APPROVED	2023-05-04
GA	RA	APPROVED	2019-09-19

FL RA
APPROVED

Since 2023-07-21
NC RA
APPROVED

Since 2023-05-09
SC RA
APPROVED

Since 2023-05-09
AL RA
APPROVED

Since 2023-05-04
GA RA
APPROVED

Since 2019-09-19

Branch Locations

127 Church St Ne, Marietta, GA 30060-8637 • United States

Brookhaven, GA • United States

6095 Pine Mountain Rd Nw Ste 101, Kennesaw, GA 30152 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rick Mottern Insurance Agency	Kennesaw	GA	07/2010	Present
State Farm Vp Management Corp	Kennesaw	GA	02/2013	Present
Richard Mottern Insurance Agency	Brookhaven	GA	04/2015	12/2025
State Farm Vp Management Corp	Brookhaven	GA	04/2015	12/2025
State Farm Investment Management Corp	Kennesaw	GA	09/2018	Present
State Farm Investment Management Corp	Brookhaven	GA	09/2018	12/2025
State Farm Investment Management Corp	Marietta	GA	12/2025	Present
State Farm Vp Management Corp	Marietta	GA	12/2025	Present
Rick Mottern Insurance Agency	Marietta	GA	12/2025	Present

07/2010 → Present

Rick Mottern Insurance Agency

Kennesaw, GA
02/2013 → Present

State Farm Vp Management Corp

Kennesaw, GA
04/2015 → 12/2025

Richard Mottern Insurance Agency

Brookhaven, GA
04/2015 → 12/2025

State Farm Vp Management Corp

Brookhaven, GA
09/2018 → Present

State Farm Investment Management Corp

Kennesaw, GA
09/2018 → 12/2025

State Farm Investment Management Corp

Brookhaven, GA
12/2025 → Present

State Farm Investment Management Corp

Marietta, GA
12/2025 → Present

State Farm Vp Management Corp

Marietta, GA
12/2025 → Present

Rick Mottern Insurance Agency

Marietta, GA

Other Businesses

1) Rick Mottern's Insurance Agency; Investment-related; 6095 Pine Mtn Rd NW Ste 101 Kennesaw GA 30152-3332 and 127 Church St NE Marietta, GA 30060-8637; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2008; 80; 80; Service customers and supervise employees 2) Host Rock Ventures LLC; investment-related; 17739 Front Beach Rd. Unit 1403W Panama City Beach FL. 32413; Investment or Commercial Property; Partner; None; 12/05/2025; 1;0; LLC Being created to be a passive investment into Kathleen Mine LLC which is a limestone mining business in Florida. 3) Claritas SF Partners, LLC; Investment Related; 30 Burton Hills Blvd Ste 500 Nashville, TN 37215; Investment or Commercial Property; Other; None; 07/02/2026; 0; 0; No responsibilities, just a passive investor

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-17
S63	Uniform Securities Agent State Law Examination	2010-10-06

S65 Uniform Investment Adviser Law Examination

2018-10-17
S63 Uniform Securities Agent State Law Examination

2010-10-06

Other Names

Rick Charles Mottern

View on SEC IAPD