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North Caldwell, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-02-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Little Falls | NJ | 01/2009 | 01/2018 |
| Pappas Wealth Management, Llc | Little Falls | NJ | 01/2009 | Present |
| Pappas Financial Group, Llc | Little Falls | NJ | 07/2011 | Present |
| First Financial Consultants, Llc | Little Falls | NJ | 01/2009 | Present |
| J Pappas, Llc | Little Falls | NJ | 01/2013 | Present |
| J.PAppas Realty, Llc | Little Falls | NJ | 01/2015 | Present |
A. (1) PAPPAS FINANCIAL GROUP LLC D/B/A J.Pappas Payments, J.Pappas Energy; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) Company is active in Merchant Services and Energy Brokerage. Merchant services includes Credit Card Processing and sale of Equipment and POS systems, J.Pappas Payments is a registered (ISO) individual sales Organization of Wells Fargo Bank, N.A. Concord CA. Please note that all credit card processing is done through First Data and TSYS. Company is also active in Energy Brokerage primarily for small business owners providing third party supply for Electricity and Gas; (5) My position with the company is CEO and I am active in sales and business development. Pappas Financial Group LLC. is affiliated with J.Pappas LLC; (6) The start date of your relationship: 7/27/2011; (7) 25 Hours Per month; (8) I am devoting about one hour during securities hours; (9) My primary duty is sales and referral of clients to our back office for quoting, support and deployment of any services request. Our office has dedicated staff for support and deployment and my role is primarily sales and training of employees. -- B. (1) First Financial Consultants LLC D/B/A/ J.PAPPAS INSURANCE AGENCY; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) Company is active in Insurance services providing Property & Casualty and Life and Health insurance primarily to small business owners in New Jersey, New York and Pennsylvania; (5) My positions with the company is CEO and I am active in sales and business development. First Financial Consultants LLC is affiliated with J.Pappas LLC; (6) 01/01/2009; (7) 30 Hours Per month; (8) I am devoting about one hour during securities hours and usually for meeting with staff; (9) My duties is primarily sales and business development. Our office has dedicated staff for support, quoting, insurance renewals and day to day operations. Please note my role is primarily sales and training of new employees. -- C. (1) J.PAPPAS REALTY LLC D/B/A J.PAPPAS REALTY; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) Company is active in real estate and owns the current location that J.Pappas Investments operates; (5) My positions with the company is CEO. I do not have any active role. J.Pappas Realty is affiliated with J.Pappas LLC; (6) The start date of your relationship: 02/26/2015; (7) 0 Hours Per month; (8) I am not devoting any time during securities hours as this is a real estate investment and our company is the only tenants; (9) I have no duties in the company as the administration, taxes, etc. is handled by J.Pappas LLC, and our accounting department. -- D. (1) J.PAPPAS LLC; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) J.Pappas is a Holdings company. J.Pappas main activity is providing tax, administration and marketing support for all affiliated companies; (5) My positions with the company is owner; (6) 02/26/2015; (7) 10 Hours per month; (8) I am devoting a half hour during securities trading hours; (9) My role as the CEO of the company and primarily I am overseeing the Marketing activities of the company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-23 |
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