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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-14
SC RA APPROVED 2023-08-14
NC RA APPROVED 2023-08-09
TX RA APPROVED_RES 2023-08-09
  • NY RA
    APPROVED
    Since 2023-08-14
  • SC RA
    APPROVED
    Since 2023-08-14
  • NC RA
    APPROVED
    Since 2023-08-09
  • TX RA
    APPROVED_RES
    Since 2023-08-09

Branch Locations

Cornelius, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 10/2015 01/2018
Bb&T Securities, Llc Charlotte NC 01/2018 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 07/2023
Truist Advisory Services, Inc. Charlotte NC 03/2021 01/2023
Lpl Financial Llc Cornelius NC 07/2023 Present
  • 10/2015 → 01/2018
    Bbtis
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Charlotte, NC
  • 02/2021 → 07/2023
    Truist Investment Services, Inc.
    Charlotte, NC
  • 03/2021 → 01/2023
    Charlotte, NC
  • 07/2023 → Present
    Cornelius, NC
Previous Registrations
  • 2021-03-02 → 2023-07-27
    Atlanta, GA
    Charlotte, NC
  • 2018-01-02 → 2021-03-02
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
  • 2015-10-14 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2014-02-06 → 2015-10-27
    Fort Mill, SC
  • 2011-02-17 → 2012-05-21
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
  • 2009-03-27 → 2009-06-15
    Ameriprise Advisor Services, Inc.
    Kansas City, MO
  • 2006-07-18 → 2007-09-20
    M&T Securities, Inc.
    Oakland, MD
    Grantsville, MD
    Oakland, MD
Other Businesses

1. 08/09/2023 - Self-employed - Outside/W-2 Employment - Pickleball Instructor - Not Investment Related - Cornelius, NC - Start Date 4/1/2022 - 16 Hours Per Month - Time Spent 2%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 2004-01-02
  • S65 Uniform Investment Adviser Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    2004-01-02
Other Names
  • David Joseph Mancuso

View on SEC IAPD

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