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Douglas Edward Gainer

Morgan Stanley

Oakland, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-07-14
TX RA APPROVED_RES 2010-11-24
HI RA APPROVED 2009-06-01
  • CA RA
    APPROVED
    Since 2015-07-14
  • TX RA
    APPROVED_RES
    Since 2010-11-24
  • HI RA
    APPROVED
    Since 2009-06-01

Branch Locations

1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oakland CA 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-29
S63 Uniform Securities Agent State Law Examination 2004-01-13
  • S65 Uniform Investment Adviser Law Examination
    2004-01-29
  • S63 Uniform Securities Agent State Law Examination
    2004-01-13

View on SEC IAPD

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Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

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