Jody Lynn Wood

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

IA RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

Iowa Falls, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
One Sweet Cake	Iowa Falls	IA	07/2011	Present
Voya Financial Advisors	Des Moines	IA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

07/2011 → Present

One Sweet Cake

Iowa Falls, IA
09/2014 → 06/2021

Voya Financial Advisors

Des Moines, IA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2019-07-25 → 2021-06-09

Voya Financial Advisors, Inc.

Windsor, CT

Windsor, CT

Windsor, CT

Braintree, MA

Norwalk, IA

Windsor, CT

Des Moines, IA

Other Businesses

1) NAME OF OTHER BUSINESS: ONE SWEET CAKE; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SPECIALTY BAKING; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE SPECIALTY CAKES, CUPCAKES AND DESSERTS ;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-10

S66 Uniform Combined State Law Examination

2019-07-10

Other Names

Jody Lynn Martsching
Jody Lynn Box
Jody Morgan
Jody Lynn Morgan
Jody Lynn Morgan- Worthington

View on SEC IAPD