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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-23 |
Branch Locations
4250 Congress St., Charlotte, NC 28209 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2006 | 01/2025 |
| Wells Fargo Clearing Services | Charlotte | NC | 09/2025 | 09/2025 |
| Randstad | Charlotte | NC | 09/2025 | 09/2025 |
| Piedmont Airlines | Greer | SC | 04/2025 | 06/2025 |
| Abc Investment Management | Charlotte | NC | 06/2023 | 08/2025 |
| Ameriprise Financial Services, Llc | Ft Lauderdale | FL | 10/2025 | 07/2026 |
| Citizens Securities, Inc. | Charlotte | NC | 07/2026 | Present |
Piedmont Airlines; Ticket Counter/Gate Customer Service agent; West Columbia, SC; Not Investment-Related; Start date: 04/22/2025; 1 to 9 hours per month. ABC Investment Management (Home2 Suites) - Front desk agent; Charlotte, NC; Not Investment related. Start date: 07/2026.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-06 |
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