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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2015-12-15

Branch Locations

El Paso, TX • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 06/2003 Present
First Command Financial Services, Inc Fort Worth TX 06/2003 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 06/2003 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/2003 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2005-01-04 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

(1)Name of the other business: Gringo de Mayo LLC Whether the business is investment-related: No Address of the other business: 6908 Tumbling Trl Ft Worth, TX. 76116 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: 10/16/18 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: LLC I created to receive 1099 DAP payments from First Command as a pass through entity. (2)Name: Rental Property Investment-related: No Address: 1420 Hawthorne St. El Paso, TX. 79902 Nature of the other business: Real Estate/Rental Property Your position: Owner Start date: 01/01/20 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: I own a Rental House in EL Paso, TX.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-01
S63 Uniform Securities Agent State Law Examination 2003-11-17
  • S65 Uniform Investment Adviser Law Examination
    2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    2003-11-17
Designations

View on SEC IAPD

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