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Richard Thomas Ellard

Bny Mellon Securities Corporation

Morristown, NJ

New York, NY

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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-30
  • NY RA
    APPROVED
    Since 2024-08-30

Branch Locations

Morristown, NJ • United States

240 Greenwich Street, New York, NY 10286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 06/2009 08/2024
Bny Mellon Securities Corporation New York NY 08/2024 Present
Previous Registrations
  • 2009-06-01 → 2024-08-05
    Morgan Stanley
    Purchase, NY
    Short Hills, NJ
    Purchase, NY
    Morristown, NJ
    Morristown, NJ
    Morristown, NJ
    Short Hills, NJ
    Purchase, NY
    Red Bank, NJ
    Purchase, NY
    New York, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2006-11-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jersey City, NJ
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-08
S63 Uniform Securities Agent State Law Examination 2006-08-10
  • S65 Uniform Investment Adviser Law Examination
    2006-11-08
  • S63 Uniform Securities Agent State Law Examination
    2006-08-10

View on SEC IAPD

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