Stephen Arthur Mallery

Current Employers

Employment History

• 06/2007 → Present
  Mallery Financial Llc
  Eugene, OR
• 08/2013 → 10/2020
  Kms Financial Services, Inc.
  Seattle, WA

Previous Registrations

• 2013-08-02 → 2020-10-21
  Kms Financial Services, Inc.
  Seattle, WA
  Eugene, OR
• 2011-05-10 → 2013-08-07
  Woodbury Financial Services, Inc.
  Eugene, OR
  Renton, WA
  Eugene, OR

Other Businesses

1) SKIPPING STONES MAGAZINE; NONINVT REL; 116 W. 12TH AVE, EUGENE OR 97401; NON-PROFIT PUBLISHING, MEMBER, BOARD OF DIRECTORS, TREASURER; START 01/01/1986; 1 HR/MO, 0 HR/MO DURING TRADING; BOARD MEETINGS 2) FOOD FOR LANE COUNTY; NONINVT REL; 770 BAILEY HILL RD., EUGENE, OR 97402; NON-PROFIT FOOD BANK; MEMBER BUDGET & FINANCE COMMITTEE; START 05/01/2011; 3 HR/MO, 0 HR/MO DURING TRADING; COMMITTEE MEETINGS 3) FINANCIAL PLANNING ASSOCIATION (FPA) MID-OREGON; POB 1452 EUGENE OR 97440 - NONINVT REL; LOCAL CH FPA; BOARD MEMBER AT LARGE; START 2009; 1 HRS/MO; 0 HRS/MO DURING TRADING; PARTICIP MEETINGS, COMMITTEES. 4) INSURANCE - 4172 KILDARE ST., EUGENE, OR 97404 - NOT INVESTMENT RELATED - AGENT - INSURANCE PRODUCT SALE 5 HR/MO, 5 HR/MO DURING TRADING - START 2002 5) SYNTONIQ INC - NON-INVESTMENT RELATED - 4172 KILDARE ST., EUGENE, OR 97404, FINANCIAL BEHAVIORAL ASSESSMENT TOOL - INDEPENDENT CONTRACTOR - 1/1/2020 - PRESENT, 1 HRS/MO, 0 HRS/MO DURING TRADING - EDITORIAL WORK - TEXT EDITING (QUESTIONNAIRE, REPORTS), USER-INTERFACE FEEDBACK, AND ADVICE RE: SERVICES COMMUNITY (TO ENSURE THE LANGUAGE COMMUNICATES EFFECTIVELY TO THE FINANCIAL COMMUNITY)

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-29
• S63 Uniform Securities Agent State Law Examination
  2004-04-14