George Robert Plock

Current Employers

Employment History

• 12/2013 → 06/2017
  Parkland Securities, Llc
  Ann Arbor, MI
• 05/2015 → 06/2017
  Spc
  Marlton, NJ
• 03/2017 → Present
  Amp The Vibe, Inc.
  Newton, NJ
• 07/2017 → 12/2020
  Thrive Insurance Group
  Sparta, NJ
• 07/2017 → 12/2020
  Thrive Financial Services, Llc
  Sparta, NJ
• 07/2017 → 12/2020
  Thrive Capital Management, Llc
  Sparta, NJ
• 12/2020 → 08/2023
  Great Valley Advisor Group, Inc.
  Wilmington, DE
• 12/2020 → Present
  American Wealth Executives, Llc.
  Sparta, NJ
• 08/2023 → 10/2024
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 10/2024 → Present
  Lpl Financial Llc
  Newton, NJ

Previous Registrations

• 2024-10-16 → 2025-11-17
  Lpl Financial Llc
  Sparta, NJ
  San Diego, CA
  Newton, NJ
• 2023-09-11 → 2024-10-24
  J. W. Cole Advisors, Inc.
  Sparta, NJ
  Tampa, FL
  Newton, NJ
  Parsippany, NJ
• 2021-01-04 → 2023-09-05
  Great Valley Advisor Group, Llc
  Sparta, NJ
  Berwyn, PA
• 2017-07-28 → 2020-12-02
  Thrive Capital Management, Llc
  Sparta, NJ
  Fort Washington, PA
• 2015-05-18 → 2017-06-22
  Spc
  Marlton, NJ
  Ann Arbor, MI

Other Businesses

1- 10/2024 / American Wealth Executives / Non-Variable Insurance / 20 hrs mth / 1 hr during trading / Newton, NJ / Start date: 09/01/2008 2- 10/2024 / American Wealth Executive, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 3- 10/2024 / Iron Heart Metal Art, LLC / Business Owner / Not Investment Related / Start date: 01/01/2018 4 - 11/2025 / Great Valley Advisor Group / RIA / Advisory business

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-14
• S63 Uniform Securities Agent State Law Examination
  2003-10-28

Other Names

• George Robert Plock
• George Robert Plock