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James Richard Escobar

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-23
  • IL RA
    APPROVED
    Since 2024-10-23

Branch Locations

10 S Wacker Drive Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Advisors - Cibc World Markets Corporation Chicago IL 06/2013 01/2019
Cna Chicago IL 01/2019 04/2022
J.P. Morgan Securities Llc Chicago IL 05/2022 09/2024
Jpmorgan Chase Bank, N.A. Chicago IL 05/2022 09/2024
United Airlines Chicago IL 12/2018 12/2018
Corient Services Llc Miami FL 09/2024 Present
Corient Chicago IL 09/2024 Present
  • 06/2013 → 01/2019
    Geneva Advisors - Cibc World Markets Corporation
    Chicago, IL
  • 01/2019 → 04/2022
    Cna
    Chicago, IL
  • 05/2022 → 09/2024
    J.P. Morgan Securities Llc
    Chicago, IL
  • 05/2022 → 09/2024
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 12/2018 → 12/2018
    United Airlines
    Chicago, IL
  • 09/2024 → Present
    Corient Services Llc
    Miami, FL
  • 09/2024 → Present
    Corient
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-09
S65 Uniform Investment Adviser Law Examination 2014-03-24
S63 Uniform Securities Agent State Law Examination 2003-11-14
  • S66 Uniform Combined State Law Examination
    2022-07-09
  • S65 Uniform Investment Adviser Law Examination
    2014-03-24
  • S63 Uniform Securities Agent State Law Examination
    2003-11-14
Designations
Other Names
  • James R. Escobar
  • James R. Escobar
  • James R Escobar
  • James Richard Escobar

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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