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200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-05-09 |
| TX | RA | APPROVED | 2019-05-03 |
Branch Locations
200 Galleria Pkwy Se Suite 1175, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2009 | 05/2019 |
| Bank Of America, N.A. | Atlanta | GA | 07/2013 | 05/2019 |
| Regent Peak Wealth Advisors, Llc | Atlanta | GA | 05/2019 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 05/2019 | 09/2020 |
Back on my Feet. Non-Investment Related. 21 Bell St, Atlanta, GA 30303. Non-Profit, Board Member. Start 2015. 8hrs/mo, none during trading hours. Member of the board in a non-fiduciary capacity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-19 |
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