Helen Webb Godwin

Current Employers

Quantitative Process, Llc

10700 Sikes Place Suite 395, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-12-10
NC	RA	APPROVED	2014-06-16

SC RA
APPROVED

Since 2025-12-10
NC RA
APPROVED

Since 2014-06-16

Branch Locations

Charlotte, NC • United States

10700 Sikes Place Suite 395, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quantitative Process L.L.C.	Charlotte	NC	01/2013	Present
Kovack Securities Inc.	Marietta	GA	10/2014	07/2018

01/2013 → Present

Quantitative Process L.L.C.

Charlotte, NC
10/2014 → 07/2018

Kovack Securities Inc.

Marietta, GA

Previous Registrations

2013-01-09 → 2014-03-17

Quantitative Process, Llc

Charlotte, NC

Charlotte, NC
2008-08-28 → 2013-01-08

Milestone Investments, Inc.

Charlotte, NC

Charlotte, NC

Other Businesses

1) INSURANCE SALES - LICENSED SINCE 2011 - CHARLOTTE, NC 28277; SALE OF FIXED/VARIABLE INSURANCE PRODUCTS; NON INVESTMENT RELATED; AGENT; INSURANCE SALES; 1% OF TIME SPENT 2) GODWIN ADVISORY SERVICES, INC. - CHARLOTTE, NC 28209; CORPORATION ESTABLISHED FOR TAX PURPOSES; NON INVESTMENT RELATED; OWNER; MONITOR INCOME AND EXPENSES FOR TAX PURPOSES; 80% OF TIME SPENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-26
S63	Uniform Securities Agent State Law Examination	2004-02-04

S65 Uniform Investment Adviser Law Examination

2008-08-26
S63 Uniform Securities Agent State Law Examination

2004-02-04

View on SEC IAPD