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David William Winn

Wells Fargo Clearing Services, LLC

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-27
VA RA APPROVED 2026-03-27
  • TX RA
    APPROVED
    Since 2026-03-27
  • VA RA
    APPROVED
    Since 2026-03-27

Branch Locations

1800 Bayberry Ct Ste 100 Meridian Office Building, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dixon Hughes Goodman Wealth Advisors Richmond VA 04/2015 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 07/2021 01/2026
Wells Fargo Clearing Services, Llc Richmond VA 03/2026 Present
Previous Registrations
  • 2021-07-02 → 2026-03-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Richmond, VA
    Glen Allen, VA
    Richmond, VA
  • 2017-01-03 → 2021-07-06
    Dixon Hughes Goodman Wealth Advisors Llc
    Richmond, VA
  • 2015-04-17 → 2016-12-31
    Dixon Hughes Goodman Wealth Advisors Llc
    Glen Allen, VA
  • 2013-03-12 → 2015-04-22
    Morgan Stanley
    Richmond, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-16
S65 Uniform Investment Adviser Law Examination 2013-03-11
  • S63 Uniform Securities Agent State Law Examination
    2021-08-16
  • S65 Uniform Investment Adviser Law Examination
    2013-03-11
Other Names
  • David Winn

View on SEC IAPD

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Other Investors

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GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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